Unclaimed
John Patterson is a financial advisor with MGI Funds Distributors, LLC. John is a Series 7, Series 63, and Series 66 licensed professional with over 11 years of experience in the financial services industry. John is registered in 52 states and has been active with MGI Funds Distributors, LLC since December 2022. John was previously registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/15/2022 - Present
MGI Funds Distributors, LLC (Norwalk CT)
NY
08/23/2011 - 06/24/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/06/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Patterson is the right advisor for you? Invested Better is here to help.