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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mishima is an active investment advisor representative. John is currently registered with J.p. Morgan Securities LLC, which has offices in Diamond Bar, CA. John has been in the industry since 2011 and previously worked for CHASE INVESTMENT SERVICES CORP. in Diamond Bar, CA. John has Series 6, 7, 63, and 66 licenses and has passed the SIE exam. John is registered in 18 states including California, Texas, Arizona, Florida, Hawaii, Illinois, Iowa, Massachusetts, Nevada, New Jersey, North Dakota, Ohio, Oregon, Pennsylvania, Utah, and Washington. John has experience working with individual and high-net-worth clients, insurance companies, pension plans, charitable organizations, corporations, and labor unions. John is affiliated with J.p. Morgan Securities LLC, which has a total of 262,026 clients and manages more than $50 billion in assets. J.p. Morgan Securities LLC provides advisory services including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
01/04/2024 - Present
J.p. Morgan Securities LLC (DIAMOND BAR CA)
CA
08/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DIAMOND BAR CA)
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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