Unclaimed
John W McCourt is a financial advisor who is registered in California and Ohio. John is currently employed by Pinnacle Capital Securities, LLC. He holds Series 7, 63, 65, and SIE licenses. John has been working in the financial services industry since 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/13/2024 - Present
Pinnacle Capital Securities, LLC (LONG BEACH CA)
CA
08/13/2021 - 08/30/2022
PINNACLE CAPITAL SECURITIES, LLC (LONG BEACH CA)
CA
05/07/2018 - 10/04/2019
BTIG, LLC (LOS ANGELES CA)
OH
09/06/2016 - 02/23/2018
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
OH
02/05/2015 - 04/05/2016
THE O.N. EQUITY SALES COMPANY (Westfield Center OH)
CA
09/08/2010 - 03/05/2013
RBC CAPITAL MARKETS, LLC (LOS ANGELES CA)
CA
09/14/2007 - 09/09/2010
JEFFERIES HIGH YIELD TRADING, LLC (LOS ANGELES CA)
CA
07/09/2007 - 09/09/2010
JEFFERIES & COMPANY, INC. (LOS ANGELES CA)
NY
07/17/2006 - 06/15/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
CA
12/01/2005 - 08/02/2006
LEGG MASON INVESTOR SERVICES, LLC (SAN MATEO CA)
MD
09/30/2003 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
08/20/2001 - 09/30/2003
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
OH
05/21/1998 - 04/19/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
06/26/1997 - 05/15/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/26/1995 - 05/22/1997
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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