Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McAuley is a financial professional with over 20 years of experience in the industry. John is currently registered with Sterling Capital Management LLC, where he is a Managing Director and Head of Intermediary Distribution and Marketing. John has held previous positions with ALPS Distributors, Inc., William Blair & Company L.L.C., Columbia Management Distributors, Inc., BANC of America Investment Services, Inc., BACAP Distributors, LLC, and Stephens Inc. John is a licensed investment advisor in 52 states and a registered representative of FINRA and is also a registered investment advisor in North Carolina. John is a well-rounded advisor specializing in portfolio management for individuals, businesses, investment companies and pooled investment vehicles. John is experienced in providing selection of other advisers and wrap and model program advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Wrap & model programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
04/16/2013 - Present
Sterling Capital Management LLC (CHARLOTTE NC)
OH
05/21/2010 - 05/26/2011
ALPS DISTRIBUTORS, INC. (AKRON OH)
IL
10/18/2005 - 12/11/2008
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
MA
08/30/2004 - 09/20/2005
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
11/18/2003 - 09/02/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
01/01/2003 - 08/18/2003
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
AR
03/14/2000 - 01/01/2003
STEPHENS INC. (LITTLE ROCK AR)
IA
Issued 07/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/07/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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