Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Harrison has been in the financial services industry since October 1999. Currently, John is registered with Ernst & Young Capital Advisors, LLC, a firm that specializes in investment banking. Previously, John was also registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities Inc. John holds Series 7, Series 24, Series 63, SIE, and Series 79TO licenses, allowing him to offer a range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/28/2015 - Present
Ernst & Young Capital Advisors, LLC (New York NY)
NY
05/25/2004 - 10/21/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/14/1999 - 05/12/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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