Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Filoon is a financial advisor with over 20 years of experience in the financial services industry. He is currently a registered representative with Fidelity Brokerage Services LLC. John has a broad range of experience, having previously worked with Park Avenue Securities LLC and Weston Securities Corporation. John holds the Series 6, 7, 24, 51, 63, and 65 licenses. He is dedicated to providing comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
08/02/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
01/16/2020 - 06/15/2021
PARK AVENUE SECURITIES LLC (NEEDHAM MA)
MA
12/22/2011 - 12/31/2018
WESTON SECURITIES CORPORATION (WELLESLEY MA)
OR
08/05/1998 - 07/14/2000
COLUMBIA FINANCIAL CENTER INCORPORATED (PORTLAND OR)
BOTH
Issued 01/31/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2013
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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