Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn W. Farmer is a financial advisor at LPL Financial LLC in Warwick, RI. John has over 23 years of experience in the financial services industry. John has been registered with LPL Financial LLC since March 2022. John holds a Series 66 and Series 7 license. Prior to joining LPL Financial LLC, John was employed by Citizens Securities, Inc., LPL Financial Corporation, IFMG Securities, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
03/10/2022 - Present
LPL Financial LLC (WARWICK RI)
RI
11/21/2008 - 03/02/2022
CITIZENS SECURITIES, INC. (WARWICK RI)
RI
05/27/2008 - 12/01/2008
LPL FINANCIAL CORPORATION (WAKEFIELD RI)
RI
10/21/2005 - 05/27/2008
IFMG SECURITIES, INC. (EAST GREENWICH RI)
MA
10/20/2004 - 10/04/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/17/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
07/17/2001 - 11/14/2003
IFMG SECURITIES, INC. (PURCHASE NY)
NY
09/08/1998 - 07/13/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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