Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn W. Davis is an experienced financial professional with over two decades of experience in the industry. John is currently a Registered Representative and Investment Advisor Representative with Fidelity Personal and Workplace Advisors, a large firm with over 15,000 employees and over $818 billion in assets under management. Previously, John has held positions with Charles Schwab & Co., Inc., TD Ameritrade, Inc., Triad Advisors, Inc., and TD Waterhouse Investor Services, Inc. John has a diverse background, holding several licenses and certifications including Series 6, 7, 9, 10, 24, 63 and 65 licenses. John's expertise includes providing financial planning, educational seminars, and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
03/04/2024 - Present
Fidelity Personal AND Workplace Advisors (CHESTERFIELD MO)
AZ
01/26/2022 - 06/27/2023
CHARLES SCHWAB & CO., INC. (Tucson AZ)
AZ
09/29/2017 - 06/27/2023
TD AMERITRADE, INC. (Tucson AZ)
KS
06/28/2017 - 07/12/2017
TRIAD ADVISORS, INC. (Overland Park KS)
IL
06/17/2003 - 01/05/2006
TERRA NOVA TRADING, L.L.C. (CHICAGO IL)
NE
02/02/1993 - 08/15/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 10/13/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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