Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Voorhis Soden is a financial advisor with Guggenheim Securities, LLC. John is based in San Francisco, CA and has been in the financial services industry since 2002. John has a strong background in investment banking and has worked with several firms including KeyBanc Capital Markets Inc, Cain Brothers & Company, LLC, Houlihan Lokey Capital, Inc, and Thomas Weisel Partners LLC. John holds Series 7, Series 79TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/05/2024 - Present
Guggenheim Securities, LLC (SAN FRANCISCO CA)
CA
12/22/2017 - 09/04/2024
KEYBANC CAPITAL MARKETS INC. (San Francisco CA)
CA
12/01/2016 - 12/22/2017
CAIN BROTHERS & COMPANY, LLC (SAN FRANCISCO CA)
CA
04/23/2010 - 12/02/2016
HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)
CA
01/14/2004 - 04/19/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
01/17/2001 - 10/11/2002
UBS WARBURG LLC (NEW YORK NY)
BC
Issued 08/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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