Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vonier Miller is a financial advisor with over 35 years of experience in the industry. John is currently registered with Piper Sandler & Co. and has been with the firm since November 1990. Prior to that, John worked at George K. Baum & Company. John holds a Series 7, Series 10, Series 9, Series 24, Series 52TO and Series 53 license, in addition to the Series 63 license. John is also registered in Kansas and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
11/05/1990 - Present
Piper Sandler & Co. (LEAWOOD KS)
MO
05/23/1985 - 11/07/1990
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
BC
Issued 06/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/29/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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