Unclaimed
John Vinson Hogin is a financial professional with over 30 years of experience in the industry. John has been registered with LPL Financial LLC since October 2021. Prior to that, John was with INDEPENDENT FINANCIAL GROUP, LLC, NATIONAL PLANNING CORPORATION, MAIN STREET SECURITIES, LLC and other firms. John is a licensed investment advisor representative in California, Missouri and Texas. John has passed the Series 7, Series 6, Series 63 and Series 65 exams and specializes in providing financial planning and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/05/2021 - Present
LPL Financial LLC (Turlock CA)
CA
08/05/2010 - 10/01/2021
INDEPENDENT FINANCIAL GROUP, LLC (TURLOCK CA)
CA
11/02/2009 - 07/30/2010
NATIONAL PLANNING CORPORATION (TURLOCK CA)
CA
06/08/2005 - 11/03/2009
MAIN STREET SECURITIES, LLC (TURLOCK CA)
TN
09/22/2000 - 06/07/2005
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
NY
05/03/1999 - 09/29/2000
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/08/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
11/28/1988 - 01/10/1989
D.J. KAELKER & ASSOCIATES, INC.
IA
Issued 09/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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