Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ruggiero is a financial advisor with Janney Montgomery Scott LLC, a firm with a history of success in providing investment management, financial planning and wealth management services to individuals, families, trusts, and businesses. John has been a registered representative since 1994 and has a broad base of experience in the industry. John currently holds registrations in California, Florida, New Jersey, and New York. John's experience is focused on helping clients reach their financial goals and providing guidance and education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
04/15/2021 - Present
Janney Montgomery Scott LLC (Boca Raton FL)
NY
09/08/1999 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
01/12/1994 - 10/04/1999
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 08/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Ruggiero is the right advisor for you? Invested Better is here to help.
