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John Vincent Pender

Multi-Bank Securities, Inc.

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About John Vincent Pender

John Vincent Pender is a financial advisor with over 20 years of experience in the industry. John has a broad range of experience working with clients at various firms, including Wells Fargo Securities, LLC, Vining Sparks and ICBA Securities. John is currently registered with Multi-Bank Securities, Inc. in the states of Florida, Indiana, Kentucky, Ohio and Tennessee.

Firm Information

John Pender is currently registered with Multi-Bank Securities, Inc.. Multi-Bank Securities, Inc. is a corporation formed in 1987 and is registered to provide services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Pender’s Registration & Firm History

MI

08/12/2024 - Present

Multi-Bank Securities, Inc. (SOUTHFIELD MI)

TN

08/03/2022 - 11/09/2023

WELLS FARGO SECURITIES, LLC (MEMPHIS TN)

TN

06/19/2001 - 08/25/2020

VINING SPARKS (Germantown TN)

TN

06/19/2001 - 12/18/2019

ICBA SECURITIES (Germantown TN)

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Licenses & Designations

BC

Issued 07/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 03/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Vincent Pender.
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