Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vincent O'Connor is a registered Investment Advisor Representative with O'Connor Wealth Management, Inc. John has been in the financial services industry since 1988. John is also licensed as an insurance agent and may recommend the purchase of life insurance or annuity products through the financial planning process. The firm's primary business is providing financial planning and portfolio management services to individuals and high net worth individuals. The firm's services include retirement planning, college savings, and estate planning. John is located in Monrovia, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
401(k) plan administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of assets under administration
1
2
CA
06/26/2012 - Present
O'Connor Wealth Management, Inc. (MONROVIA CA)
CA
01/17/2014 - 02/04/2014
EMERSON EQUITY LLC (PASADENA CA)
CA
05/16/2012 - 06/04/2012
DIMIRAK SECURITIES CORPORATION (VISTA CA)
PA
10/18/2011 - 01/06/2012
HERITAGE FINANCIAL SYSTEMS, INC. (MALVERN PA)
CA
06/11/2009 - 11/27/2009
SECURITIES AMERICA, INC. (SAN GABRIEL CA)
CA
05/11/2009 - 06/04/2009
VALIC FINANCIAL ADVISORS, INC. (GLENDALE CA)
CA
01/23/2009 - 05/13/2009
SECURITIES AMERICA, INC. (PASADENA CA)
CA
05/01/2003 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (PASADENA CA)
CA
07/08/2002 - 04/02/2003
CROWELL, WEEDON & CO. (LOS ANGELES CA)
CA
12/08/2000 - 07/03/2002
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
FL
03/15/1994 - 11/30/2000
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
NA
05/25/1988 - 03/13/1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BOTH
Issued 06/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/23/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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