Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vincent Fairchild is a financial advisor with over 20 years of experience in the industry. John is currently registered with Daiwa Capital Markets America Inc., a broker-dealer firm, and has previously worked with Refco Securities, LLC and Prebon Securities (USA) Inc. John holds FINRA Series 7 and Series 63 registrations, as well as the Securities Industry Essentials (SIE) exam. John is licensed in 24 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2004 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/26/2002 - 07/22/2004
REFCO SECURITIES, LLC (NEW YORK NY)
NJ
12/04/1997 - 09/21/2000
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 07/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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