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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vincent Caggiano is an investment advisor representative with LPL Financial LLC and Northeast Planning Associates, Inc. John has been in the financial industry since 1993. John's expertise includes a wide range of financial products and services, including investment planning, financial planning, and insurance. John is registered with the state of New Hampshire as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NH
04/14/2021 - Present
LPL Financial LLC (NEWINGTON NH)
NH
08/01/2003 - 01/21/2009
COMMONWEALTH FINANCIAL NETWORK (PORTSMOUTH NH)
DE
10/18/2000 - 08/11/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
06/15/1999 - 10/30/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
03/25/1993 - 05/24/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 03/20/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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