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John Vincent Bruzzese

Broadridge Business Process Outsourcing, LLC

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About John Vincent Bruzzese

John Vincent Bruzzese is a financial professional with over 20 years of experience in the financial services industry. John has a broad range of experience, having worked at several prominent firms including Barclays Capital Inc., J.P. Morgan Securities LLC, and Morgan Stanley & Co. LLC. John is currently registered with Broadridge Business Process Outsourcing, LLC and is licensed to conduct business in New Jersey. John holds several industry licenses including Series 7, Series 3, and Series 99TO. John is committed to providing clients with personalized financial advice and solutions.

Firm Information

John Bruzzese is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Bruzzese’s Registration & Firm History

NJ

02/26/2024 - Present

Broadridge Business Process Outsourcing, LLC (Newark NJ)

NY

03/16/2021 - 03/06/2024

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/19/2016 - 10/20/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

01/01/2008 - 03/21/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

01/09/2004 - 04/10/2007

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

04/02/2002 - 06/25/2002

EURO BROKERS, A DIVISION OF MAXCOR FINANCIAL INC. (NEW YORK NY)

NY

09/01/1998 - 04/09/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

02/13/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

05/09/1996 - 09/30/1996

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1997

Series 3 - National Commodity Futures Examination

BC

Issued 05/03/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Vincent Bruzzese.
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