Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vincent is a financial professional with over 15 years of experience in the industry. John currently works for Bofa Securities, Inc. in Palo Alto, CA. John holds a Series 63, Series 79TO, SIE, and Series 7 license, as well as a Series 24. John specializes in Investment Banking. Previously, John worked for Deutsche Bank Securities Inc., SunTrust Robinson Humphrey, Inc., Oppenheimer & Co. Inc., Willis Securities, Inc., Signal Hill Capital Group LLC and Friedman, Billings, Ramsey & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
10/30/2019 - Present
Bofa Securities, Inc. (PALO ALTO CA)
CA
10/23/2018 - 09/10/2019
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
10/28/2015 - 09/05/2018
SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)
NY
11/20/2012 - 09/17/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/07/2012 - 11/07/2012
WILLIS SECURITIES, INC. (NEW YORK NY)
MD
01/09/2009 - 04/11/2012
SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)
VA
06/27/2007 - 01/09/2009
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)
BC
Issued 07/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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