Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vincent is a financial professional with over 23 years of experience in the industry. John has worked for a number of firms, including Cowen and Company, Cowen Prime Services LLC, and Convergex Prime Services LLC. John is currently a registered representative with Marex Capital Markets Inc. and is licensed to sell securities in 24 states. John's areas of expertise include equity trading, futures trading and securities operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
12/01/2023 - Present
Marex Capital Markets Inc. (Alpharetta GA)
GA
08/25/2021 - 12/12/2023
COWEN AND COMPANY (Alpharetta GA)
GA
08/14/2017 - 02/10/2022
COWEN PRIME SERVICES LLC (Alpharetta GA)
GA
07/24/2014 - 12/31/2017
COWEN EXECUTION SERVICES LLC (Alpharetta GA)
GA
08/02/2006 - 09/02/2014
CONVERGEX PRIME SERVICES LLC (ALPHARETTA GA)
GA
09/05/2005 - 06/27/2006
TETON INVESTMENT PARTNERS, LLC (ALPHARETTA GA)
CA
08/15/2003 - 09/01/2005
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
NY
11/21/2002 - 08/15/2003
NEOVEST TRADING (NEW YORK NY)
CA
11/07/2001 - 11/15/2002
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
NY
03/19/1998 - 04/20/2000
THE VOLUME INVESTOR, INC. (NEW YORK NY)
BC
Issued 03/23/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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