Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Vianney Mooney is a financial advisor with over 30 years of experience in the industry. John has been with Rockefeller Financial LLC since October 2022. Previously, John was with UBS Financial Services Inc. for 15 years, where he served as a financial advisor. John is a Series 63, 65, 7, 8, 9, 10, 31 and SIE licensed professional. John has a strong track record of providing financial advice and investment management services to high-net-worth individuals, corporations and charitable organizations. John is committed to providing personalized and comprehensive financial planning services to meet the individual needs of each of his clients. John has a long-term perspective and believes in building strong relationships with his clients. John's goal is to help each of his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
10/07/2022 - Present
Rockefeller Financial LLC (Chicago IL)
OH
02/09/2007 - 10/18/2022
UBS FINANCIAL SERVICES INC. (PEPPER PIKE OH)
OH
11/06/1992 - 02/09/2007
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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