Unclaimed
John Vernon Lyons is a financial advisor currently registered with LPL Financial LLC. John has been in the financial services industry since February 23, 1992. John is licensed to provide advisory services in Arizona, Colorado, Connecticut, Florida, Maine, Massachusetts, Michigan, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, and Virginia. John has also held previous advisory registrations with Infinex Investments, Inc., FIS Securities, Inc., MDS Securities Incorporated, Shawmut Brokerage, Inc., and First Investors Corporation. John is a Certified Financial Planner and has a number of professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/07/2021 - Present
LPL Financial LLC (WHITINSVILLE MA)
MA
06/21/2000 - 02/26/2019
INFINEX INVESTMENTS, INC. (WHITINSVILLE MA)
MA
01/02/1996 - 06/20/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
03/28/1994 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NA
09/17/1992 - 03/28/1994
SHAWMUT BROKERAGE, INC.
NA
10/03/1986 - 04/27/1987
FIRST INVESTORS CORPORATION
IA
Issued 06/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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