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John V Gjergji

Northwestern Mutual Investment Services, LLC

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About John V Gjergji

John V Gjergji is a financial advisor registered with Northwestern Mutual Investment Services, LLC. John has been in the financial services industry since 2007. In addition to his current position, John has held positions at PRINCOR FINANCIAL SERVICES CORPORATION, JOHN CARRIS INVESTMENTS LLC and PHOENIX EQUITY PLANNING CORPORATION. John holds licenses to provide financial advice in all 50 states. John has a solid background in the financial services industry. John has a strong track record of helping individuals and families achieve their financial goals.

Firm Information

John Gjergji is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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John Gjergji’s Registration & Firm History

NY

04/22/2015 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

NY

04/30/2014 - 03/30/2015

PRINCOR FINANCIAL SERVICES CORPORATION (Catskill NY)

NJ

09/19/2011 - 06/18/2012

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NJ

10/18/2010 - 01/11/2011

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

03/23/2007 - 10/28/2008

PHOENIX EQUITY PLANNING CORPORATION (EAST GREENBUSH NY)

NY

06/18/2002 - 06/22/2006

PHOENIX EQUITY PLANNING CORPORATION (EAST GREENBUSH NY)

NY

11/16/2000 - 04/19/2001

NUTMEG SECURITIES, LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/10/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/21/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John V Gjergji.
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