Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Fleming is a Financial Advisor at Nylife Securities LLC. John has been working in the financial services industry since 1990 and has a strong background in securities and investment company products. John is registered with FINRA and holds the Series 7, 6, 24, 26, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/21/2012 - Present
Nylife Securities LLC (EDISON NJ)
MD
07/31/2008 - 11/15/2010
H. BECK, INC. (ROCKVILLE MD)
MN
12/01/2006 - 12/20/2006
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
NY
03/28/2005 - 12/01/2006
USALLIANZ SECURITIES, INC. (NEW YORK NY)
MA
06/16/1986 - 04/29/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/16/1986 - 04/29/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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