Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Barbieri is a financial advisor with over 10 years of experience in the industry. John is currently registered with ICapital Markets LLC, based in New York, NY. Prior to joining ICapital Markets LLC, John was with UBS Financial Services Inc. in Weehawken, NJ and J.P. Morgan Securities LLC in New York, NY. John holds Series 3, 7, 63, 66, 99TO and SIE licenses. John is also registered with the states of New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/24/2024 - Present
Icapital Markets LLC (NEW YORK NY)
NJ
08/04/2017 - 04/23/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/12/2015 - 07/19/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/12/2013 - 03/03/2014
KENMAR SECURITIES, L.P. (NEW YORK NY)
CA
01/21/2013 - 06/05/2013
ALTERNATIVE ACCESS CAPITAL, LLC (LARKSPUR CA)
BOTH
Issued 10/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2013
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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