Unclaimed
John Tyler Vander ploeg is a financial advisor with Fisher Investments, a firm with over $298 billion in assets under management. John has been working in the financial services industry since 2011 and has experience with a variety of clients including high-net-worth individuals, corporations, and investment companies. John holds both Series 66 and Series 7 licenses, as well as the Securities Industry Essentials Examination. John is registered to provide investment advisory services in Texas and Washington. In addition to his work at Fisher Investments, John is also the managing director of SL Ventures, a limited liability company that owns property and breeds virtual racehorses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
09/27/2018 - Present
Fisher Investments (PLANO TX)
CO
10/03/2016 - 08/17/2018
SECURIAN FINANCIAL SERVICES, INC. (Greenwood Village CO)
CO
08/21/2012 - 09/12/2016
AXA ADVISORS, LLC (DENVER CO)
AZ
07/14/2011 - 07/05/2012
CRI SECURITIES, LLC (PHOENIX AZ)
AZ
07/14/2011 - 07/05/2012
SECURIAN FINANCIAL SERVICES, INC. (PHOENIX AZ)
BOTH
Issued 12/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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