Unclaimed
John Tyler Stoviak is a financial professional with over 10 years of experience in the industry. John is currently registered with Citizens JMP Securities, LLC and holds Series 63, 65, 7 and SIE licenses. Previously, John worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is licensed to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/22/2021 - Present
Citizens JMP Securities, LLC (BOSTON MA)
NY
10/31/2012 - 10/20/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/02/2012 - 04/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/02/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/22/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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