Unclaimed
John Tyler Mattingly is a financial advisor with over 22 years of experience in the industry. John is currently a registered representative with Madison Avenue Securities, LLC, located in Kirkwood, Missouri. John's career has included roles with several other firms, including Kalos Capital, Inc., Triad Advisors, Inc., Wells Investment Securities, Inc., FSC Securities Corporation, and Advantage Capital Corporation. He is currently registered in Georgia, Missouri, and Texas. John holds Series 4, 7, 24, 63, and 99TO licenses. John specializes in portfolio management for businesses and individuals, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/31/2022 - Present
Madison Avenue Securities, LLC (Kirkwood MO)
GA
06/16/2015 - 08/01/2022
KALOS CAPITAL, INC. (ALPHARETTA GA)
GA
04/10/2014 - 06/11/2015
TRIAD ADVISORS, INC. (NORCROSS GA)
GA
10/09/2002 - 02/14/2014
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
GA
01/28/2002 - 05/21/2002
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
06/21/1999 - 05/21/2002
FSC SECURITIES CORPORATION (ATLANTA GA)
BC
Issued 06/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2002
Series 4 - Registered Options Principal Examination
BC
Issued 02/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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