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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Tripp is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has been in the financial services industry since 2021. John is licensed in several states including California, Connecticut, Delaware, District of Columbia, Florida, Iowa, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, and Vermont. John has passed the General Securities Representative Examination (Series 7), Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66). John has experience working with individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. John previously worked at Park Avenue Securities LLC. John holds a Series 66 license and a Series 7TO license. John's former employer, Park Avenue Securities, is a broker-dealer and investment advisor. The firm was founded in 2015. The firm is headquartered in Rye Brook, New York and has offices in Florida, New York, New Jersey, North Carolina, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/06/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/15/2022 - 08/31/2022
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
BOTH
Issued 6/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/6/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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