Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mendez is a financial professional with over six years of experience in the financial services industry. John is currently registered with Nylife Distributors LLC in White Plains, NY. John holds Series 6, 7, 63 and SIE licenses and is registered in the state of New York. Previously, John was registered with NYLIFE SECURITIES LLC and HSBC SECURITIES (USA) INC. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/02/2019 - Present
Nylife Distributors LLC (White Plains NY)
NY
03/22/2018 - 10/02/2019
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
08/09/2017 - 11/15/2017
HSBC SECURITIES (USA) INC. (BRONX NY)
NY
01/24/2013 - 08/07/2017
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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