Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Tran is a financial advisor with Pruco Securities, LLC located in ORANGE, CA. John has been in the financial industry since 2014. John has a Series 6 and Series 63 license, and a Uniform Investment Adviser Law Examination (Series 65) license. John provides financial planning, selection of other advisors, and portfolio management for individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
03/08/2022 - Present
Pruco Securities, LLC (ORANGE CA)
CA
10/13/2014 - 12/08/2017
J.P. MORGAN SECURITIES LLC (SOUTH PASADENA CA)
IA
Issued 02/23/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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