Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Tovar is an investment professional with over 30 years of experience in the financial services industry. John has worked with TD Ameritrade, Inc. and Scottrade, Inc. before joining Charles Schwab & CO., Inc. in 2021. John currently holds a Series 7, 9, 10, 24, 52, 53, 63, 65, 99, and SIE licenses. John specializes in financial planning and selection of other advisors. Charles Schwab & CO., Inc. is a leading provider of financial services, with a wide range of investment products and services, including financial planning, retirement planning, and investment management. John's experience and expertise make him a valuable resource for individuals and families seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
05/21/2021 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
TX
06/01/1998 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
MO
09/20/2017 - 09/10/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NA
02/12/1992 - 06/01/1998
JACK WHITE & COMPANY, INC.
NY
07/17/1991 - 10/22/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 03/01/1995
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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