Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McGuinness is a financial advisor currently affiliated with The Leaders Group, Inc. in Littleton, Colorado. John is a registered representative and has been in the financial services industry since 1998. John holds the Series 7, Series 63, and Series 65 licenses and is also a licensed insurance agent in Colorado. John's previous experience includes roles at Transamerica Financial Advisors, Inc., John Hancock Funds, LLC, and Manulife Wood Logan, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
10/21/2014 - 12/31/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (HILLSBOROUGH NJ)
MA
11/29/2011 - 11/15/2012
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
01/01/2002 - 11/13/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
02/18/1998 - 01/01/2002
MANULIFE WOOD LOGAN, INC. (STAMFORD CT)
IA
Issued 09/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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