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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Timothy McCabe is a financial advisor registered with Empower Advisory Group, LLC. John McCabe has been a financial advisor since November 29, 1990 and has experience working at several firms, including LPL FINANCIAL LLC, Wealth Enhancement Brokerage Services, LLC, and ProEquities, Inc. John McCabe is registered with FINRA and has a Series 7, Series 6, and Series 63 license. Empower Advisory Group, LLC provides financial planning, portfolio management for individuals, and educational seminars. The firm manages assets for individuals, high-net-worth individuals, pension and profit sharing plans, charitable organizations, and state or municipal government entities. The firm's compensation arrangements include fixed fees and a percentage of assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/19/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
TX
10/09/2015 - 05/29/2019
LPL FINANCIAL LLC (HOUSTON TX)
MN
08/18/2016 - 05/08/2019
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (PLYMOUTH MN)
TX
06/03/2014 - 08/06/2014
PROEQUITIES, INC. (KINGWOOD TX)
NH
04/27/2012 - 09/17/2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (SALEM NH)
GA
06/01/2005 - 07/09/2010
AXA ADVISORS, LLC (ALPHARETTA GA)
NC
05/18/2007 - 02/19/2008
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
03/03/2004 - 05/17/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
02/14/2003 - 02/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
NC
01/02/2001 - 05/30/2002
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
04/01/1985 - 12/31/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/01/1985 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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