Unclaimed
John Timothy MacKlin is a financial professional with over 30 years of experience in the industry. John currently works at Brean Capital, LLC, a firm that is not currently registered with the Investment Advisor Association. John joined the firm in 2012 and has a strong track record of success. John has held several positions throughout his career, including roles at Gleacher & Company Securities, Inc., Broadpoint Descap, and Dominick & Dominick, Incorporated. John has passed a number of professional exams, including the Series 7, Series 24, Series 63, SIE, and Series 99TO. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds active licenses in 52 states. John is a highly experienced and qualified financial professional who is dedicated to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/12/2012 - Present
Brean Capital, LLC (NEW YORK NY)
NY
10/16/2008 - 06/21/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
08/20/1991 - 10/16/2008
BROADPOINT DESCAP (NEW YORK NY)
CT
02/13/1991 - 08/20/1991
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
BC
Issued 04/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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