Unclaimed
John Timothy Graef is a financial professional with over four years of experience in the industry. John is currently registered with Vanguard Marketing Corp. in Plano, TX. John previously worked with J.P. MORGAN SECURITIES LLC, and holds Series 7, Series 63, and Series 24 licenses. John is registered in Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/26/2023 - Present
Vanguard Marketing Corp. (Plano TX)
IL
08/05/2019 - 10/01/2022
J.P. MORGAN SECURITIES LLC (Chicago IL)
BC
Issued 07/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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