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John Timothy Graef

Vanguard Marketing Corp.

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About John Timothy Graef

John Timothy Graef is a financial professional with over four years of experience in the industry. John is currently registered with Vanguard Marketing Corp. in Plano, TX. John previously worked with J.P. MORGAN SECURITIES LLC, and holds Series 7, Series 63, and Series 24 licenses. John is registered in Texas and Utah.

Firm Information

John Graef is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Graef’s Registration & Firm History

TX

01/26/2023 - Present

Vanguard Marketing Corp. (Plano TX)

IL

08/05/2019 - 10/01/2022

J.P. MORGAN SECURITIES LLC (Chicago IL)

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Licenses & Designations

BC

Issued 07/19/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Timothy Graef.
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