Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Timothy Deignan is a financial professional with over 20 years of experience in the financial services industry. John has a strong track record of success in providing investment advice and portfolio management services to a wide range of clients, including individuals, families, corporations, and institutions. John is currently a Registered Representative and General Securities Principal with RBC Capital Markets, LLC. Prior to joining RBC Capital Markets, John worked at MIZUHO SECURITIES USA LLC, UBS SECURITIES LLC, UBS FINANCIAL SERVICES INC., and SPEAR, LEEDS & KELLOGG. John holds the Series 7, Series 24, Series 55, Series 57, and Series 79 licenses, as well as the SIE and the Uniform Combined State Law Examination (Series 66). John is also a Registered Principal in the state of New York. John is dedicated to providing his clients with personalized financial advice and investment solutions that meet their individual needs and goals. He is committed to building long-term relationships with his clients and providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/18/2022 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/06/2017 - 05/13/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
06/06/2005 - 07/21/2016
UBS SECURITIES LLC (NEW YORK NY)
NJ
01/23/2003 - 06/02/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/23/1999 - 04/26/2000
SPEAR, LEEDS & KELLOGG (NEW YORK NY)
BOTH
Issued 02/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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