Unclaimed
John Timothy Collins is a financial advisor with Wedbush Securities Inc. John has been in the financial services industry since March 15, 2000. He is licensed to sell securities in California, Colorado, Florida, Illinois, Massachusetts, Nevada, New York, Oregon, Texas, Utah and Washington. John has a wide range of experience in the financial services industry, having worked for several firms prior to joining Wedbush Securities Inc. He holds the Series 7, Series 55, Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/10/2014 - Present
Wedbush Securities Inc. (SAN FRANCISCO CA)
CA
07/10/2010 - 03/04/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
CA
08/02/2007 - 07/16/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
04/06/2000 - 08/30/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
MT
11/05/1999 - 01/11/2000
D.A. DAVIDSON & CO. (GREAT FALLS MT)
MA
03/02/1998 - 04/20/1998
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 03/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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