Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Tillinghast Barnefield is an active investment advisor representative with Robert W. Baird & Co. Inc. in Houston - Memorial City, TX. John has been in the industry since 1986 and has experience with a wide range of financial products and services. John is registered with FINRA and the SEC and has a Series 3, 7, 31, and 63 licenses as well as a Series 65 license. John also has experience with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Morgan Keegan & Company, Inc., Everen Securities, Inc., Berkshire Equity Sales, Inc., Coastal Securities L.P., Bank United Securities Corp., Oppenheimer & Co., Inc., Kidder, Peabody & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
07/15/2013 - Present
Robert W. Baird & Co. Inc. (Houston - Memorial City TX)
TX
01/01/2008 - 07/09/2013
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
08/31/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HOUSTON TX)
TN
07/22/1999 - 06/11/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
03/01/1999 - 07/27/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
MA
09/28/1998 - 02/03/1999
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
TX
02/17/1998 - 07/10/1998
COASTAL SECURITIES L.P. (HOUSTON TX)
TX
09/04/1997 - 02/03/1998
BANK UNITED SECURITIES CORP. (HOUSTON TX)
NY
02/02/1995 - 09/13/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
07/09/1991 - 12/20/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/17/1987 - 06/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
03/22/1984 - 06/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/16/1986 - 07/13/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 01/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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