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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thompson Rickelton is a financial advisor who has been in the industry since 1985. He has experience with both Broker-Dealer and Investment Advisor services, and has held licenses with the North Carolina and South Carolina state regulatory authorities. John is currently registered as a Registered Representative with Equity Services, Inc., where he has been employed since 1985, and is actively working as an Investment Advisor Representative. John Thompson Rickelton currently holds licenses for Series 6, Series 63, Series 65 and SIE exams. He is actively registered with the North Carolina and South Carolina state regulatory authorities. John Thompson Rickelton is a registered investment advisor representative with experience with various investment strategies. John Thompson Rickelton works with individual investors and is affiliated with Equity Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/28/2003 - Present
Equity Services, Inc. (CHARLOTTE NC)
IA
Issued 04/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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