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John Thomas Tupa

Brown, Gibbons, Lang & Co. Securities, LLC

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About John Thomas Tupa

John Tupa is a registered representative with Brown, Gibbons, Lang & Co. Securities, LLC. John has been in the securities industry since February 28, 2020. John is registered with FINRA and the state of Ohio. John has passed the General Securities Representative Examination and the Securities Industry Essentials Examination.

Firm Information

John Tupa is currently registered with Brown, Gibbons, Lang & Co. Securities, LLC. Brown, Gibbons, Lang & Co. Securities, LLC is a Limited Liability Company formed in 2022 and approved in California, Colorado, Illinois, Kansas, Massachusetts, Minnesota, Nevada, New York, Ohio, Pennsylvania, Utah, and Washington. The firm is registered with the SEC and has a regulatory event disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

93

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Tupa’s Registration & Firm History

OH

02/29/2020 - Present

Brown, Gibbons, Lang & Co. Securities, LLC (CLEVELAND OH)

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Licenses & Designations

BC

Issued 02/29/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/07/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Thomas Tupa.
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