Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Torola is a financial professional with over a decade of experience in the industry. John has a strong background in securities, having held various roles at firms such as Alpaca Securities LLC, Wealthfront Brokerage Corporation, and Waddell & Reed. John is currently registered with Inter&co Securities LLC and holds several licenses and certifications including Series 7, 6, 53, and 27. John's expertise allows John to provide a comprehensive range of financial services to clients, including investment advice, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/26/2023 - Present
Inter&co Securities LLC (Hayward CA)
CA
03/26/2018 - 06/22/2022
ALPACA SECURITIES LLC (San Mateo CA)
CA
09/16/2016 - 12/31/2017
WEALTHFRONT BROKERAGE CORPORATION (Redwood City CA)
KS
04/20/2010 - 08/29/2016
WADDELL & REED (OVERLAND PARK KS)
NA
02/04/1987 - 08/03/1987
METLIFE SECURITIES INC.
NA
02/04/1987 - 07/14/1987
METROPOLITAN LIFE INSURANCE COMPANY
BOTH
Issued 06/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/17/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/14/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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