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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Tierney is a financial advisor registered with Wells Fargo Clearing Services, LLC. John has been in the financial services industry since October 14, 2022. John is licensed to provide financial services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. John is also registered with FINRA. Prior to joining Wells Fargo Clearing Services, LLC, John worked for VANGUARD MARKETING CORPORATION. John has a Series 7TO, Series 63, and SIE license. John provides financial planning, investment consulting, and portfolio management services to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/13/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
12/09/2020 - 08/06/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 10/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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