Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John thomas? Claim Your ProfileJohn Thomas Carlson is a financial professional with over 25 years of experience in the industry. John Thomas has worked at Park Avenue Securities LLC since 1999. Previously, John Thomas Carlson was employed by GUARDIAN INVESTOR SERVICES CORPORATION. John Thomas Carlson holds several industry licenses including Series 6, 7, 24, 26, 63 and 66. John Thomas Carlson specializes in Portfolio Management for Individuals, Portfolio Management for Investment Companies, Financial Planning and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/03/1999 - Present
Park Avenue Securities LLC (INDIANAPOLIS IN)
NY
10/22/1996 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 02/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 03/09/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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