Unclaimed
John Thomas Sweeney is a financial professional with over 20 years of experience in the industry. Sweeney is currently registered with Burch & Company, Inc. in Kansas City, Missouri. Previously, Sweeney was registered with Robert W. Baird & Co. Incorporated in Louisville, Kentucky and J.J.B. Hilliard, W.L. Lyons, LLC. Sweeney holds Series 7, 63, SIE and 79TO licenses. Sweeney is currently registered in California, Kentucky and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
11/23/2021 - Present
Burch & Company, Inc. (KANSAS CITY MO)
KY
10/18/2019 - 02/18/2021
ROBERT W. BAIRD & CO. INCORPORATED (LOUISVILLE KY)
KY
03/26/2010 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
MO
12/02/2008 - 03/26/2010
BURCH & COMPANY, INC (KANSAS CITY MO)
KY
04/16/1998 - 12/15/2006
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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