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John Thomas Sweeney

Burch & Company, Inc.

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About John Thomas Sweeney

John Thomas Sweeney is a financial professional with over 20 years of experience in the industry. Sweeney is currently registered with Burch & Company, Inc. in Kansas City, Missouri. Previously, Sweeney was registered with Robert W. Baird & Co. Incorporated in Louisville, Kentucky and J.J.B. Hilliard, W.L. Lyons, LLC. Sweeney holds Series 7, 63, SIE and 79TO licenses. Sweeney is currently registered in California, Kentucky and Pennsylvania.

Firm Information

John Sweeney is currently registered with Burch & Company, Inc.. Burch & Company, Inc. is a Corporation formed on June 8, 1999. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia. The firm's profile indicates that it has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Sweeney’s Registration & Firm History

MO

11/23/2021 - Present

Burch & Company, Inc. (KANSAS CITY MO)

KY

10/18/2019 - 02/18/2021

ROBERT W. BAIRD & CO. INCORPORATED (LOUISVILLE KY)

KY

03/26/2010 - 10/18/2019

J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)

MO

12/02/2008 - 03/26/2010

BURCH & COMPANY, INC (KANSAS CITY MO)

KY

04/16/1998 - 12/15/2006

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

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Licenses & Designations

BC

Issued 05/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Thomas Sweeney. Review regulatory record here.
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