Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Swailes is a financial professional registered with Northwestern Mutual Investment Services, LLC, a firm that provides investment advice and services. John has been in the industry since November 2021. John holds the Series 7TO, Series 63, and SIE licenses. John is registered in 25 states to provide brokerage services, but does not offer investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
11/09/2021 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
BC
Issued 02/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure John Swailes is the right advisor for you? Invested Better is here to help.
