Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Sutton is a financial advisor currently registered with Raymond James & Associates, Inc. John has been in the financial industry since 2001 and has experience with various firms, including Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, and Jefferies & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/15/2020 - Present
Raymond James & Associates, Inc. (New York NY)
NY
09/25/2013 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/07/2007 - 09/11/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/05/2002 - 11/20/2006
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CA
02/06/2001 - 08/27/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BOTH
Issued 05/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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