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John Thomas Sullivan

Huntleigh Advisors, Inc.

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About John Thomas Sullivan

John Sullivan is a financial advisor with over 30 years of experience in the industry. John is registered with both the state of Illinois and Washington and specializes in providing financial advice to individuals and corporations. John has been with Huntleigh Advisors, Inc. since 2021. Before that, John was employed by K. W. Chambers & Co. for nearly 30 years. John is a graduate of the University of Illinois at Urbana-Champaign. John is committed to providing his clients with the highest level of service and expertise.

Firm Information

John Sullivan is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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John Sullivan’s Registration & Firm History

IL

01/14/2021 - Present

Huntleigh Advisors, Inc. (DWIGHT IL)

IL

04/19/1993 - 12/03/2021

K. W. CHAMBERS & CO. (DWIGHT IL)

NY

01/07/1993 - 04/23/1993

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/24/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2003

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 12/08/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Thomas Sullivan. Review regulatory record here.
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