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John Thomas Siefert

Cetera Investment Advisers LLC

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About John Thomas Siefert

John Siefert is a financial advisor with Cetera Investment Advisers LLC. John has been in the financial services industry since 1990. John has a Series 7, Series 6, Series 63, and Series 65. John is registered to provide investment advice in 39 states. John is registered to provide securities brokerage services in 39 states. John has experience working with a variety of clients, including individuals, corporations, charitable organizations, pension and profit sharing plans, and government entities. John provides financial planning, portfolio management, and other advisory services to clients.

Firm Information

John Siefert is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Siefert’s Registration & Firm History

MO

08/10/2023 - Present

Cetera Investment Advisers LLC (ST LOUIS MO)

MO

09/09/1994 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (ST. LOUIS MO)

NY

04/03/1990 - 09/28/1994

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

04/03/1990 - 09/28/1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/16/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/1998

Series 7 - General Securities Representative Examination

BC

Issued 04/02/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Thomas Siefert.
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