Unclaimed
John Riddell is a registered representative with Northern Lights Distributors, LLC, a firm with offices in Elkhorn, NE. John has been in the securities industry since June 8, 2002. John has passed the Series 7 and SIE exams. John's previous employers include Legent Clearing and Kirkpatrick, Pettis, Smith, Polian Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
08/20/2012 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
NE
10/18/2002 - 07/12/2012
LEGENT CLEARING (OMAHA NE)
NE
05/02/2002 - 10/18/2002
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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