Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Thomas Rasp is a financial advisor who has been in the industry since February 22, 2018. John is currently registered with Fidelity Brokerage Services LLC and previously worked for National Financial Services LLC. John is licensed to provide securities advice and services in all states of the United States. John holds Series 63, Series 24, Series 99TO, SIE and Series 7 licenses and has experience in a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
06/16/2023 - Present
Fidelity Brokerage Services LLC (ERLANGER KY)
KY
01/18/2018 - 05/10/2023
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 08/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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